-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HK5Lg5YoUHlcbASN6SOiSZHMIaZ4lrEhyBo6Agu75d8mbAPL2QPeKDXURIZRu76x juM+mxtYEmTObT8h+yhm/g== 0001193125-07-031564.txt : 20070214 0001193125-07-031564.hdr.sgml : 20070214 20070214150454 ACCESSION NUMBER: 0001193125-07-031564 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Asghar Shahid S CENTRAL INDEX KEY: 0001316249 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 949 856-8300 MAIL ADDRESS: STREET 1: C/O ECC CAPITAL CORPORATION STREET 2: 1833 ALTON PARKWAY CITY: IRVINE STATE: CA ZIP: 92606 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ECC Capital CORP CENTRAL INDEX KEY: 0001300317 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 841642470 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-80602 FILM NUMBER: 07619011 BUSINESS ADDRESS: STREET 1: 1833 ALTON PARKWAY CITY: IRVINE STATE: CA ZIP: 92606 BUSINESS PHONE: 9498568300 MAIL ADDRESS: STREET 1: 1833 ALTON PARKWAY CITY: IRVINE STATE: CA ZIP: 92606 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

 

ECC CAPITAL CORPORATION

(Name of Issuer)

Common Stock, $0.001 par value per share

(Title of Class of Securities)

 

 

26826 M 10 8

                                (CUSIP Number)                                

December 31, 2006

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 26826 M 10 8   SCHEDULE 13G  

 

  1  

NAME OF REPORTING PERSONS/

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

    
                 SHAHID S. ASGHAR    
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)  
  (a)  ¨  
    (b)  ¨    
  3   SEC USE ONLY  
         
  4   CITIZENSHIP OR PLACE OF ORGANIZATION  
                United States of America    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     5     SOLE VOTING POWER
 
                  0
    6     SHARED VOTING POWER
 
                   11,723,827 (pursuant to community property laws)
    7     SOLE DISPOSITIVE POWER
 
                  0
    8     SHARED DISPOSITIVE POWER
 
                   11,723,827 (pursuant to community property laws)
  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
                 11,723,827 (pursuant to community property laws)    
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)   ¨
         
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  
                11.61% (based on the number of shares of common stock outstanding as of December 31, 2006)    
12   TYPE OF REPORTING PERSON (See Instructions)  
                 IN    

 

Page 2 of 5 Pages

Item 1.  

(a)

    Name of Issuer:      
     ECC CAPITAL CORPORATION      
 

(b)

    Address of Issuer’s Principal Executive Offices:      
    

1733 Alton Parkway, Suite 250

Irvine, California 92606

      
Item 2.  

(a)

    Name of Person Filing:      
     SHAHID S. ASGHAR      
 

(b)

    Address of Principal Business Office:      
    

1733 Alton Parkway, Suite 250

Irvine, California 92606

      
 

(c)

    Citizenship:      
     United States of America      
 

(d)

    Title of Class of Securities:      
     Common Stock, $0.001 par value per share      
 

(e)

    CUSIP Number:      
     26826 M 10 8      
Item 3.   Statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c):   
  NOT APPLICABLE   

 

Page 3 of 5 Pages

Item 4.    Ownership.      
   (a)    Amount beneficially owned: 11,723,827 (pursuant to community property laws)      
   (b)    Percent of class: 11.61% (based on the number of shares of common stock outstanding as of December 31, 2006)      
   (c)    Number of shares as to which the person has:      
      (i)    Sole power to vote or to direct the vote: 0      
      (ii)    Shared power to vote or to direct the vote: 11,723,827 (pursuant to community property laws)      
      (iii)    Sole power to dispose or to direct the disposition : 0      
      (iv)    Shared power to dispose or to direct the disposition : 11,723,827 (pursuant to community property laws)      
Item 5.    Ownership of Five Percent or Less of a Class:   
   NOT APPLICABLE   
Item 6.    Ownership of More Than Five Percent on Behalf of Another Person:      
   NOT APPLICABLE      
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company :
   NOT APPLICABLE
Item 8.    Identification and Classification of Members of the Group:      
   NOT APPLICABLE      
Item 9.    Notice of Dissolution of Group:      
   NOT APPLICABLE      
Item 10.    Certification:      
   NOT APPLICABLE      

 

Page 4 of 5 Pages

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 14, 2007   
  

/s/ SHAHID S. ASGHAR

     SHAHID S. ASGHAR

 

Page 5 of 5 Pages

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